Compliance

We offer peace of mind with a full set of services under a regulatory umbrella

Business in a regulated market is constantly changing. The industry is evolving rapidly; clients are demanding greater transparency and the regulators continue to define how your business should be carried out

Getting your FCA Application right first time can save you significant time to market

Whether you wish to trade as an Investment Advisor (MIFID activities) or as an Investment Manager (AIFM activities), our team at Complymatic are well versed in the FCA process, and can be trusted with your FCA application

Outsource your compliance permanently, or as a short-term solution whilst you work towards your own FCA licence

Fully outsource your compliance, whether you wish to permanently outsource your compliance as an AR, or are looking for a short-term solution while you work towards your own FCA licence

A day in the life of a Compliance Manager

Another innovation to combine technical and logical compliance

Two Products One Platform

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Get in touch now for a free, no obligation, telephone consultation

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