FCA Applications

We offer industry leading expertise to work with you on your FCA application.

We assist with training and competency, with the aim of helping you achieve authorisation from the FCA in the least time possible. We will advise you on a regulatory business plan, documented compliance policies and procedures and create a monitoring programme.

FCA applications can take a number of months to process. The authorisation process can be significantly reduced by our FCA application team. Complymatic work with you to build your application, produce the correct supporting documentation, and then submit the application. Getting this right first time can save you significant time to market. We will work as your point of contact with the FCA.

Your application is managed by a Senior Consultant from the Complymatic team, supported by other technical specialists as required. We provide advice on the key issues your firm is likely to face before, during and after the application process, while maintaining open communication lines with the FCA on your behalf. The FCA are critical of ‘generic’ applications and look for a well thought out, well presented application, and we are here to help you achieve that.

Our team of industry professionals are well versed in FCA processes and can be trusted with your FCA application.

While you wait for authorisation, we offer a fully supported Appointed Representative proposition so you can begin trading and building your client base in preparation for full authorisation.

We have in house expertise to ease you through the application

We provide assistance with training and competency

We work with you to build a successful application

We have in house expertise to ease you through the application

We provide assistance with training and competency

We work with you to build a successful application

Talk to an expert

Get in touch now for a free, no obligation, telephone consultation

T +44 (0) 203 824 2428

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